Retail Securities Practice Questions - CIRO Retail Securities Exam (RSE) Exam

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At a minimum, how often must a Registered Representative update the KYC information for a standard retail client's non-discretionary investment account?

Every six months. At least once every 12 months. At least once every 36 months. Only when the client requests a trade in a high-risk security.

Correct Answer:

At least once every 36 months.

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