NZX Derivatives Adviser Practice Questions - NZX Derivatives Adviser Accreditation Assessment Exam

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According to NZX Derivatives Market Rules, what is the retention period for records relating to client derivatives transactions and instructions?

A minimum of 3 years from the date of the transaction A minimum of 5 years from the date of the transaction A minimum of 7 years from the date of the transaction Permanently, until the client account is closed

Correct Answer:

A minimum of 7 years from the date of the transaction

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