NZX Derivatives Adviser Practice Questions - NZX Derivatives Adviser Accreditation Assessment Exam

Access More Questions

Under NZX Derivatives Market Rule 6.7, which of the following is a mandatory requirement for an individual to be designated as an NZX Derivatives Adviser?

The individual must have at least five years of experience in OTC derivatives trading. The individual must be employed by a Derivatives Market Participant and be accredited by NZ RegCo. The individual must hold a tertiary degree in financial engineering or quantitative finance. The individual must be registered as a financial dispute resolution provider independently.

Correct Answer:

The individual must be employed by a Derivatives Market Participant and be accredited by NZ RegCo.

Access more questions from this quiz

Continue to NZX Derivatives Adviser Practice Questions - NZX Derivatives Adviser Accreditation Assessment Exam for more practice questions and the full quiz experience.

Access More Questions