NZX Adviser Practice Questions - NZX Adviser Accreditation Assessment (New Zealand) Exam

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Which body has the exclusive authority to hear charges and impose penalties on a Participant for breaches of the NZX Participant Rules?

The NZ Markets Disciplinary Tribunal The Financial Markets Authority (FMA) Board The Commerce Commission The NZX Board of Directors

Correct Answer:

The NZ Markets Disciplinary Tribunal

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