NZ Level 5 Residential Property Lending Practice Questions - New Zealand Certificate In Financial Services (Level 5) - Residential Property Lending Strand Exam

The Code of Professional Conduct for Financial Advice Services sets standards in two broad areas. What are they?

Ethical behaviour, conduct and client care; and competence, knowledge and skill Capital adequacy and liquidity Anti-money laundering and tax compliance Marketing and advertising standards

Correct Answer:

Ethical behaviour, conduct and client care; and competence, knowledge and skill

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