NISM Series III-A (Compliance) Practice Questions - NISM-Series-III-A Securities Intermediaries Compliance (Non-Fund) Certification Examination Exam

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An investor wants to purchase a corporate bond in the secondary market. Under which regulatory jurisdiction does this transaction fall?

Reserve Bank of India (RBI) Ministry of Corporate Affairs (MCA) Securities and Exchange Board of India (SEBI) Pension Fund Regulatory and Development Authority (PFRDA)

Correct Answer:

Securities and Exchange Board of India (SEBI)

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