JSE Registered Securities Trader Practice Questions - JSE Registered Securities Trader Examination - South Africa Exam

Why must a JSE equities member ensure its traders meet fit and proper standards?

Because trading authority is limited to suitably qualified, registered persons under the rules Because fit and proper rules apply only to listed issuers, not members Because the JSE bans all employee trading Because Strate automatically registers every staff member

Correct Answer:

Because trading authority is limited to suitably qualified, registered persons under the rules

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