JSE Equity Compliance Officer Practice Questions - JSE Equity Compliance Officer Examination (SAIFM) Exam

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Under JSE Equities Rules Section 3, who must formally approve the appointment of a Compliance Officer for a JSE equity member firm?

The member firm's external auditor The Financial Intelligence Centre (FIC) The JSE Executive / Market Regulation Division The South African Institute of Financial Markets (SAIFM) Board

Correct Answer:

The JSE Executive / Market Regulation Division

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