IMC Practice Questions - CISI Certificate In Investment Management (Investment Management Certificate) Exam

Under UK anti-money-laundering rules, what does Customer Due Diligence (CDD) primarily require a firm to do?

Identify and verify the client and understand the nature of the relationship Guarantee the client's source of wealth is lawful Refuse all cash transactions Report every transaction to the FCA

Correct Answer:

Identify and verify the client and understand the nature of the relationship

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