ICA Specialist Certificate In Conduct Risk Practice Questions - ICA Specialist Certificate In Conduct Risk (Spec.Cert(Conduct)) Exam

The development of the modern UK 'conduct agenda' after the financial crisis particularly emphasised:

Eliminating all regulation of retail financial services Replacing all conduct rules with voluntary industry marketing codes only Abolishing the need for authorised firms to have compliance functions Customer outcomes, culture, accountability and fair treatment rather than box-ticking compliance alone

Correct Answer:

Customer outcomes, culture, accountability and fair treatment rather than box-ticking compliance alone

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