ICA Specialist Certificate In Conduct Risk Practice Questions - ICA Specialist Certificate In Conduct Risk (Spec.Cert(Conduct)) Exam

What is the primary focus of the ICA Specialist Certificate in Conduct Risk?

Understanding good conduct for firms and customers, conduct risk within GRC frameworks, and conduct in practice including SMCR, GDPR, complaints and vulnerable customers Only calculating capital requirements under Basel III Only mastering tax compliance under HMRC self-assessment rules Only preparing IFRS financial statements for listed companies

Correct Answer:

Understanding good conduct for firms and customers, conduct risk within GRC frameworks, and conduct in practice including SMCR, GDPR, complaints and vulnerable customers

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