HKSI Paper 1 Practice Questions - HKSI Licensing Examination Paper 1 (Fundamentals Of Securities And Futures Regulation) Exam

What is the principal piece of legislation governing the securities and futures industry in Hong Kong?

The Companies Ordinance The Banking Ordinance The Securities and Futures Ordinance (SFO) The Personal Data (Privacy) Ordinance

Correct Answer:

The Securities and Futures Ordinance (SFO)

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