HKSI Paper 1 Practice Exam

Type 3 regulated activity?

Dealing in futures Leveraged FX trading Dealing in securities Advising on securities

Correct Answer:

Leveraged FX trading

Explanation:

Type 3 regulated activity refers to leveraged foreign exchange trading. This category covers businesses that deal in currencies on margin, offering or using leverage to amplify exposure, which makes the activity high-risk and subject to licensing. The other items belong to different regulated activities: dealing in futures is a separate category, dealing in securities is another, and advising on securities fits a different licensing type. So leveraged FX trading is the activity that specifically sits under Type 3.

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