CySEC Advanced Practice Questions - CySEC Advanced Certification Exam

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Under the Investment Services and Activities and Regulated Markets Law of 2017 (L.87(I)/2017), which transposes MiFID II, what is the maximum administrative fine CySEC can impose on a legal person for the most serious breaches of the Law?

€100,000 €350,000 A fixed maximum of €700,000 regardless of turnover At least €5,000,000 or up to 10% of the total annual turnover in the preceding business year, whichever is higher

Correct Answer:

At least €5,000,000 or up to 10% of the total annual turnover in the preceding business year, whichever is higher

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