CPH Practice Questions - Conduct And Practices Handbook Course (CPH) Exam

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An advisor learns a client is being financially exploited by a relative. The advisor is unsure whether to act because the client has not complained. Applying an ethical decision-making framework, what should the advisor do FIRST?

Do nothing because the client did not complain Identify the ethical issue and the duties owed to the client Immediately freeze the account without any review Resign from servicing the account

Correct Answer:

Identify the ethical issue and the duties owed to the client

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