CISI Platforms (IOC) Practice Questions - CISI Platforms, Wealth Management And Service Providers (Investment Operations Certificate Unit) Exam

In the context of the UK retail investment industry, what is an investment 'platform'?

An online service that allows advisers and investors to buy, hold and administer a range of investments and tax wrappers in one place A physical trading floor where market makers quote prices in listed equities A regulator that supervises asset managers and custodians A type of structured product issued only by investment banks

Correct Answer:

An online service that allows advisers and investors to buy, hold and administer a range of investments and tax wrappers in one place

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