CIRO Supervisor Practice Questions - CIRO Supervisor Exam

The PPM must be kept current and made readily accessible to all registered individuals at all business locations of the Dealer Member. The PPM is a highly confidential document and must only be kept at the head office, accessible only to the CCO and Branch Managers. The PPM only needs to be updated once every five years, regardless of changes in CIRO or provincial securities regulations. Registered representatives are not required to have access to the PPM, as long as they receive verbal instructions from their supervisor.