SAIFM RPE Intro Financial Markets Practice Questions - SAIFM Registered Persons Examination - Introduction To The Financial Markets Exam

In a primary market transaction, securities are typically:

Traded only between existing investors with no issuer proceeds Always illegal in South Africa Issued by the issuer to raise new capital from investors Settled exclusively in physical agricultural commodities

Correct Answer:

Issued by the issuer to raise new capital from investors

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